-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CxMDDWBrpBhyWISKQUVYYK20RydueisotAioYyU2BsdHNMyHgk8K/SpCmQKaFJnO jHOeF6O5VTHzP69DHUucHg== 0000897069-98-000099.txt : 19980218 0000897069-98-000099.hdr.sgml : 19980218 ACCESSION NUMBER: 0000897069-98-000099 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALSPAR CORP CENTRAL INDEX KEY: 0000102741 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 362443580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-10689 FILM NUMBER: 98542811 BUSINESS ADDRESS: STREET 1: 1101 THIRD ST SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55415 BUSINESS PHONE: 6123327371 MAIL ADDRESS: STREET 1: 1101 THIRD STREET SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55415 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RESOURCE TRUST CO CENTRAL INDEX KEY: 0000945424 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 900 SECOND AVENUE SOUTH STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123361440 MAIL ADDRESS: STREET 1: 900 SECOND AVENUE SOUTH STE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* THE VALSPAR CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 920355 10 4 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 920355 10 4 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Resource Trust Company - 41-1250535 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota 5 SOLE VOTING POWER NUMBER OF -0- SHARES 6 SHARED VOTING POWER BENEFICIALLY 4,042,281 OWNED BY 7 SOLE DISPOSITIVE POWER EACH -0- REPORTING PERSON 8 SHARED DISPOSITIVE POWER WITH 4,042,281 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,042,281 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] Not Applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.25%* 12 TYPE OF REPORTING PERSON BK * Based upon an aggregate of 43,677,588 shares outstanding at December 31, 1997. Item 1(a). Name of Issuer: The Valspar Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 1101 Third Street South Minneapolis, Minnesota 55415 Item 2(a). Name of Person Filing: Resource Trust Company Item 2(b). Address of Principal Business Office or, if none, Residence: 900 Second Avenue South, Suite 300 Minneapolis, MN 55402 Item 2(c). Citizenship: Minnesota Item 2(d). Title of Class or Securities: Common Stock Item 2(e). CUSIP Number: 920355 10 4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d- 2(b), check whether the person filing is a: [ ] Broker or Dealer registered under Section 15 of the Act [X ] Bank as defined in Section 3(a)(6) of the Act [ ] Insurance Company as defined in Section 3(a)(19) of the Act [ ] Investment Company registered under Section 8 of the Investment Company Act [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund [ ] Parent Holding Company [ ] Group [ ] N/A Item 4. Ownership. (a) Amount Beneficially Owned: 4,042,281 (b) Percent of Class: 9.25% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,042,281 (iii)sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,042,281 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 16, 1998 RESOURCE TRUST COMPANY By: /s/ Dan M. Melcher Dan M. Melcher -----END PRIVACY-ENHANCED MESSAGE-----